What are the pitfalls to avoid in conducting ISO 27001 audits?

Some pitfalls to avoid when organising and conducting an ISO 27001 audit include:

  • Not communicating the scope and criteria effectively enough for the audit and inadequate planning/confirmation with the departments/areas being audited.
  • Allowing auditees to assume control of the audit, potentially avoiding responses to the questions asked
  • Not collecting adequate objective evidence to support statements of conformance or nonconformance
  • Allowing subjectivity to influence audit findings and conclusions - i.e. not being objective
  • Being poorly prepared and not understanding the policies, clauses or controls that are being audited
  • Following audit trails that are inconsequential and compromise the ability to conduct the audit in the available timeframe.
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Our URM QSA always consults with the aim of making compliance as straightforward as possible, and pointed us towards a way of significantly minimising and streamlining our assessment scope that neither we nor our previous PCI DSS consultancy provider had considered.
CISO at University of Surrey
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